-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GnMh18q/A6PeLquMx/vXmuSB8I2lm/opw8bjyHBJYn89AzGvQy8lDzPh9xyKeaC5 QMv6pot/tPfdVywG4rHsWA== 0000950103-02-000152.txt : 20020414 0000950103-02-000152.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950103-02-000152 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SILGAN HOLDINGS INC CENTRAL INDEX KEY: 0000849869 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 061269834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53165 FILM NUMBER: 02541215 BUSINESS ADDRESS: STREET 1: 4 LANDMARK SQ CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2039757110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127614000 MAIL ADDRESS: STREET 1: 1221 SIXTH AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 SC 13G/A 1 feb0702_13ga1-slgngrp.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 Silgan Holdings Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 827048109 - -------------------------------------------------------------------------------- (CUSIP Number) November 6, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - -------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------- ------------------ CUSIP No. 827048109 13G Page 2 of 11 Pages - -------------------- ------------------ - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MSDW, SILVER AND HORRIGAN GROUP - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Not applicable - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER -0- (See Note 1) NUMBER OF ------------------------------------------------- SHARES 6. SHARED VOTING POWER -0- (See Note 1) BENEFICIALLY OWNED BY ------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER -0- (See Note 1) REPORTING PERSON WITH ------------------------------------------------- --- 8. SHARED DISPOSITIVE POWER -0- (See - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- (See Note 1) - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES [ ] CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 -0- (See Note 1) - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* (See Note 1) - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a). Name of Issuer: Silgan Holdings Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 4 Landmark Square, Stamford, Connecticut 06901 Item 2(a). Name of Person Filing: This statement is filed on behalf of the MSDW, Silver & Horrigan Group. Item 2(b). Address of Principal Business Office or, if None, Residence: 1585 Broadway New York, New York 10036 Item 2(c). Citizenship: Not applicable Item 2(d). Title of Class of Securities: This statement relates to the Company's Common Stock, par value $0.01 per share (the "Shares"). Item 2(e). CUSIP Number: 827048109 Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); Page 3 of 11 (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: -0- (See Note 1) (b) Percent of class: -0- (See Note 1) (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: -0- (See Note 1) (ii) Shared power to vote or to direct the vote: -0- (See Note 1) (iii) Sole power to dispose or to direct the disposition of: -0- (See Note 1) (iv) Shared power to dispose or to direct the disposition of: -0- (See Note 1) Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. o Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable Page 4 of 11 Item 8. Identification and Classification of Members of the Group. See Exhibit 1 Item 9. Notice of Dissolution of Group. See Note 1 Item 10. Certifications. Not applicable Note to Amendment No. 1 to Schedule 13G 1. Pursuant to an Agreement and Notice of Dissolution of Group, dated November 6, 2001, the MSDW, Silver and Horrigan Group was dissolved and, accordingly, no information as to changes, if any, in the ownership of the Issuer by the MSDW, Silver and Horrigan Group is provided. Any information relating to beneficial ownership by former members of the MSDW, Silver and Horrigan Group of 5% or more of the common stock of the Issuer will be found on a separate Schedule 13G filed by any such individual, or for certain individuals as a group. Page 5 of 11 SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 13, 2002 MORGAN STANLEY DEAN WITTER & CO. By: /s/ Peter Vogelsang ------------------------------------- Name: Peter Vogelsang Title: Authorized Signatory MORGAN STANLEY LEVERAGED EQUITY FUND II, INC. By: /s/ Peter Vogelsang ------------------------------------- Name: Peter Vogelsang Title: Secretary THE MORGAN STANLEY LEVERAGED EQUITY FUND II, L.P. By: Morgan Stanley Leveraged Equity Fund II, Inc., as General Partner By: /s/ Peter Vogelsang ------------------------------------- Name: Peter Vogelsang Title: Secretary SILVER FAMILY LIMITED PARTNERSHIP By: /s/ R. Philip Silver ------------------------------------- Name: R. Philip Silver Title: General Partner Page 6 of 11 HORRIGAN FAMILY LIMITED PARTNERSHIP By: /s/ D. Greg Horrigan ------------------------------------- Name: D. Greg Horrigan Title: General Partner S&H INC. By: /s/ R. Philip Silver ------------------------------------- Name: R. Philip Silver Title: President By: /s/ R. Philip Silver ------------------------------------- Name: R. Philip Silver By: /s/ D. Greg Horrigan ------------------------------------- Name: D. Greg Horrigan Page 7 of 11 Index to Exhibits - ----------------- 1. Exhibit 1: Group Members 2. Exhibit 2: Agreement and Notice of Dissolution of Group Page 8 of 11 EX-1 3 feb0702_ex01.txt EXHIBIT 1 Pursuant to Item 8, the members of the MSDW, Silver and Horrigan Group that have filed this Schedule 13G pursuant to Rule 13d-1(d) are: (i) The Morgan Stanley Leveraged Equity Fund II, L.P. (ii) Morgan Stanley Leveraged Equity Fund II, Inc. (iii) Morgan Stanley Dean Witter & Co. (iv) R. Philip Silver (v) D. Greg Horrigan (vi) Silver Family Limited Partnership (vii) Horrigan Family Limited Partnership (viii) S&H Inc. Page 9 of 11 EX-2 4 feb0702_ex02.txt EXHIBIT 2 AGREEMENT AND NOTICE OF DISSOLUTION OF GROUP Each of the persons signing below hereby agrees that the MSDW, Silver and Horrigan Group (the "Group"), as such Group is described in the Schedule 13G filed with the Securities and Exchange Commission on February 17, 1998 with respect to the Common Stock, $0.01 par value per share, of Silgan Holdings Inc., is hereby dissolved. Each of the persons signing below hereby agrees that, subsequent to the filing of Amendment No. 1 to such Schedule 13G to which this Agreement and Notice of Dissolution of Group will be attached as an exhibit as contemplated by Item 9 to Schedule 13G, each such person signing below shall no longer jointly file a Schedule 13G with each such other person signing below, and all further filings with respect to transactions in the security reported on will be filed, if required, by members of the former Group in their individual capacity, or by certain members of the former Group as a group. This Agreement and Notice of Dissolution of Group may be executed in one or more counterparts, and by facsimile, each of which shall be deemed an original, but all of which together shall constitute one and the same original. Effective as of: November 6, 2001 MORGAN STANLEY DEAN WITTER & CO. By: /s/ Peter Vogelsang -------------------------------------- Name: Peter Vogelsang Title: Authorized Signatory MORGAN STANLEY LEVERAGED EQUITY FUND II, INC. By: /s/ Peter Vogelsang -------------------------------------- Name: Peter Vogelsang Title: Secretary THE MORGAN STANLEY LEVERAGED EQUITY FUND II, L.P. By: Morgan Stanley Leveraged Equity Fund II, Inc. as General Partner By: /s/ Peter Vogelsang -------------------------------------- Name: Peter Vogelsang Title: Secretary Page 10 of 11 SILVER FAMILY LIMITED PARTNERSHIP By: /s/ R. Philip Silver -------------------------------------- Name: R. Philip Silver Title: General Partner HORRIGAN FAMILY LIMITED PARTNERSHIP By: /s/ D. Greg Horrigan -------------------------------------- Name: D. Greg Horrigan Title: General Partner S&H INC. By: /s/ R. Philip Silver -------------------------------------- Name: R. Philip Silver Title: President By: /s/ R. Philip Silver -------------------------------------- Name: R. Philip Silver By: /s/ D. Greg Horrigan -------------------------------------- Name: D. Greg Horrigan Page 11 of 11 -----END PRIVACY-ENHANCED MESSAGE-----